Applicants will only be asked questions relevant to the licence class for which they apply. While registration as a financial adviser follows a straightforward procedure, becoming an authorized financial adviser (AFA) is a much more complicated process, during which the authorities will check the applicant’s skills through standardized tests; Healy Consultants may assist our Clients with submitting a successful application to become a registered financial provider. Govt.nz is your guide to finding and using New Zealand Government services. For additional information on our financial service provider services in New Zealand, please contact our in-house country expert, Mr. Simon Guidecoq, directly: They provide asset management and financial advisory services exclusively to “wholesale investors”, that is to say. Please email us at email@healyconsultants.com or directly contact our CRO in charge of New Zealand financial services company incorporation. The financial advice provider (and all authorised bodies) will need to be registered on the FSPR. Moreover, it is a member state of the OECD and WTO. Also provides tips for new residents, visitors and kiwi driving overseas. Do you, or the directors or senior managers of your entity, have any criminal convictions, or have they had any regulatory action against them? Read about the Panama Financial Services Company as an alternative. New Zealand Financial Service Provider License Following the protocols formalized by the Financial Service Providers (Registration and Dispute Resolution) Act of 2008, New Zealand legislation enables the registration of NZ companies as Financial Service Providers (FSP) with the Financial … They provide financial services exclusively to individuals and businesses residing outside of New Zealand. under the licence, you can only provide the service to which the licence relates (financial advice); you can only engage nominated representatives or interposed persons if you meet specified requirements before 9 April 2019; you must report certain matters to the FMA if and when they occur. Virtual Office Solutions; Investment Management & Dealing License Solutions; Protected Cell Company Solutions; Immigration and Citizenship Services; Valsen Call Center (VCC) + Services by Solution. The FMA issues transitional licences subject to standard conditions. The process is entirely online. As the deadline approaches, it may take time for transitional licences to be issued, so don’t delay applying. Financial advisers do not have to meet the competence requirements in the Code of Conduct until 15 March 2023 (there is a competence safe harbour for financial advisers during the transitional licensing period). Financial advice providers must apply for and receive a transitional licence by 15 March 2021. Apply for a manager's certificate, alcohol on-licence, off-licence, club licence or special licence. What services and products will you provide regulated financial advice to retail clients on? Insurers seeking to carry on insurance business in New Zealand are required to be licensed under section 19 of the Insurance (Prudential Supervision) Act 2010 (the Act), unless section 246 (1A) applies, which means that in some circumstances insurers retain a provisional licence where they are no longer writing new policies. A New Zealand Financial Services Company or what is called a Registered Financial Services Providers (FSP ) can offer banking, investment and brokerage services to both private individuals and corporations worldwide, with no limitations on the number of customers, amounts on deposit or number of currencies. Part of our registration and FSP licensing services include provision of a nominee resident director to our Clients in need of such service. As at November 2020, the only regulation that imposes an additional licence condition on a FAP licence is regulation 191 of the FMC Regulations, which is a general reporting condition.
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